Experienced Financial Advisor

An Experienced Financial Advisor role in Portland, Maine, developed in partnership with Prudential Advisors and LPL Financial, serves clients through Prudential insurance and annuities alongside LPL’s investment platform. The position highlights access to extensive resources, back-office support, and meaningful avenues for growing a financial practice.

Location and Compensation

Location: Portland, Maine, onsite. Compensation: USD 90,000 to 130,000 per year.

Role Overview

This advisor position blends Prudential’s life insurance and annuity offerings with LPL’s open architecture investment framework, enabling a broad and personalized client proposition. The role emphasizes leveraging robust resources, structured support, and opportunities to expand client reach and service capabilities.

Requirements

• Established financial services practice with readiness to broaden offerings and elevate business performance
• Client-focused mindset, delivering personalized, value-driven solutions aligned to client goals
• Growth-oriented approach with intent to utilize Prudential and LPL resources to scale the practice
• Series 7 license
• Series 66 license
• Life and Health Insurance license

Technologies

• LPL Financial investment platform
• Open architecture

Benefits

• Retirement plan options
• Performance-based bonus opportunities
• Company-sponsored events and parties
• Dental insurance
• Flexible schedule
• Health insurance
• Opportunities for advancement
• Training and professional development
• Vision insurance

What You'll Experience

• A smooth transition of client assets with minimal paperwork, with approximately 98 percent of accounts transferring without client signatures
• Access to industry-leading tools, back-office support, and business development services to focus on client service
• The ability to continue offering Prudential life insurance and annuities while leveraging LPL open architecture for broader investment options
• Significant growth potential through expanding the client base, acquiring books of business, or diversifying services

Join Us Today

This opportunity targets seasoned financial professionals who have built a practice and seek to elevate it by combining the strength of Prudential’s brand with LPL’s technology to better serve clients and grow the business.

Disclosure Statement

During the formal interview process, candidates will be introduced to the national financial services firm and broker-dealer designations supporting this role. All business activities will align with applicable regulatory frameworks and the firms backing this opportunity.