Anti-Money Laundering

Anti-Money Laundering Finance Jobs

3 jobs found

Anti-Money Laundering Analyst

Bay Shore Staffing, Inc. Plymouth, MA Hybrid

1mo ago

$20 - $26/hr Full time AML Aml Transaction Monitoring Analyst

AML Aml Transaction Monitoring Analyst

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Job Description

Join our dynamic team at Bay Shore Staffing, Inc. as an Anti-Money Laundering (AML) Analyst and play a key role in safeguarding financial operations from illicit activities. This fast paced position leverages strong analytical skills to detect, investigate, and prevent money laundering, ensuring compliance with regulatory standards. Your expertise will help preserve the integrity of financial systems while supporting transparency and regulatory adherence. The role provides an exciting opportunity to contribute to a secure financial environment through proactive monitoring and detailed analysis.

Responsibilities

Monitor transactional data and customer activity using advanced financial software to identify suspicious patterns indicative of money laundering or fraud.
Conduct thorough investigations into alerts generated by AML systems, including reviewing account activity, transaction histories, and customer profiles.
Collaborate with compliance teams to ensure adherence to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML) regulations, and relevant securities laws.
Prepare detailed reports on suspicious activities, documenting findings in accordance with regulatory reporting requirements such as FinCEN filings.
Assist in internal audits related to AML compliance, supporting efforts to uphold SOX controls and COSO frameworks.
Stay current on evolving regulations including TILA, GAAP, GAAS, and other relevant financial concepts.
Participate in ongoing training on fraud prevention, internal audits, and compliance management to enhance analytical capabilities and regulatory knowledge.

Qualifications

Bachelor’s degree in Accounting, Finance, or a related field; professional certifications such as CAMS (Certified Anti-Money Laundering Specialist) are a plus.
Strong understanding of banking operations, securities law, and financial concepts including ACH transactions and regulatory reporting standards.
Experience with financial software systems used for AML monitoring and internal audits.
Knowledge of SOX compliance requirements, COSO frameworks, and technical accounting principles.
Familiarity with fraud detection techniques, internal controls, and auditing standards such as GAAS.
Excellent analytical skills with keen attention to detail and the ability to interpret complex data sets.
Effective communication skills for preparing reports and collaborating across teams in a fast paced environment.

Location

Hybrid remote in Plymouth, MA 02360

This role presents a career path that challenges your expertise while making a meaningful impact. We are dedicated to fostering an inclusive environment where your skills grow alongside our mission to uphold the highest standards of financial integrity through energetic vigilance and rigorous compliance practices.

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Principal AML Compliance Advisor, AML -KYC Data Management

Capital One Plano, TX

1mo ago

$110k - $125k/yr Full time Advisor AML Anti-Money Laundering

Advisor AML Anti-Money Laundering

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Job Description

Overview

The Principal AML Compliance Advisor role focuses on AML and KYC data management, serving in the second line of defense to help ensure that corporate initiatives and business processes comply with applicable laws and regulations. Within the AML program framework, the position delivers quality outcomes by supporting AML Advisory activities, guiding policies, standards, and procedures, maintaining related procedures, reviewing targeted and ad hoc training, offering compliance guidance on projects, advising on controls for regulatory requirements and monitoring across lines of business, and conducting targeted tests on controls with guidance on identified risks.

Responsibilities

Provide effective challenge and guidance on compliance risks and support AML Advisors through various interactions and forum engagements.
Assist AML Advisory in applying Compliance requirements to new products, process development, control design and monitoring, remediation actions for compliance breakdowns, and changes in law or regulation.
Maintain consistency in advisory decisions and the messaging across determinations.
Develop a strong understanding of applicable laws and regulations.
Support the evaluation of Internal Audit, Regulatory Exams, and self-identified issues for compliance impact.
Assist AML Advisory by advising and adjusting processes, procedures, and controls as needed.
Serve as a liaison with internal and external bank personnel to ensure completion of program attestations for external relationships.
Maintain a solid understanding of the Compliance Risk Management Framework and related regulations.
Identify data trends that could signal potential risk impacts.
Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistent Compliance Risk Management.
Help update AML-owned procedures.

Basic Qualifications

Bachelor's Degree or Military Experience
At least 3 years of regulatory compliance experience, or at least 3 years of risk management experience, or at least 6 years in the financial services industry
At least 3 years of Anti-Money Laundering (AML) compliance experience
At least 3 years of Tableau software experience

Preferred Qualifications

Bachelor's Degree in Business Management, Compliance, Risk, Legal, or Finance, Accounting or related field
4+ years of regulatory compliance experience, or risk management experience, or financial services industry experience
4+ years of experience in financial services, or AML functions, or compliance risk management, or AML project management
Previous experience supporting programs where senior leaders and external stakeholders are clients
4+ years of experience with Tableau and Structured Query Language (SQL)
CAMS or CRCM certification

Work Authorization

Capital One does not sponsor new applicants for employment authorization for this position at this time.

Location

Plano, TX 75023

Salary

The minimum and maximum full-time annual salaries for this role are listed below by location. This information is intended for candidates hired to work in one of these locations and reflects the amount Capital One is prepared to pay at the time of posting. Part-time salaries will be prorated based on hours worked.

Richmond, VA: $109,900 - $125,400 for Compliance Advisory Specialist III
Chicago, IL: $109,900 - $125,400 for Compliance Advisory Specialist III
McLean, VA: $120,800 - $137,900 for Compliance Advisory Specialist III
Plano, TX: $109,900 - $125,400 for Compliance Advisory Specialist I

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Principal AML Compliance Advisor, AML -KYC Data Management

Capital One Chicago, IL

1mo ago

$110k - $125k/yr Full time Advisor AML Anti-Money Laundering

Advisor AML Anti-Money Laundering

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Job Description

Location: Chicago, IL 60695

Position Summary

Role: Principal AML Compliance Advisor, AML -KYC Data Management. Serving in a second-line-of-defense capacity, you help ensure that corporate initiatives and business processes align with applicable laws and regulations within the AML Program framework. You will contribute to delivering quality outcomes by supporting AML Advisory activities, offering guidance on regulatory requirements, updating policies and procedures, reviewing targeted or ad hoc training, advising on projects, and testing controls over regulatory obligations and monitoring, with guidance provided on identified risks.

Key Responsibilities

Provide effective challenge and guidance on compliance risks, supporting AML Advisors across various interactions and forum settings
Assist AML Advisory in applying regulatory requirements to the business, including new products, process development, control design and monitoring, remediation of compliance issues, and regulatory changes
Maintain consistency in messaging by documenting advisory decisions and determinations
Develop a solid understanding of applicable laws and regulations
Support the evaluation of Internal Audit, Regulatory Examinations, and self-identified issues for compliance impact
Assist AML Advisory by advising on process, procedure, and control adjustments to address compliance needs
Coordinate with internal and external bank personnel to complete program attestations required for external relationships
Maintain a strong understanding of the Compliance Risk Management Framework and relevant laws
Identify data trends that may indicate potential risk impacts
Assist in capturing, maintaining, and analyzing compliance data, interpreting results to ensure consistent Compliance Risk Management
Assist with updating AML-owned procedures

Required Qualifications

Bachelor's Degree or Military Experience
At least 3 years of regulatory compliance experience, or at least 3 years of risk management experience, or at least 6 years of experience in the financial services industry
At least 3 years of Anti-Money Laundering (AML) compliance experience
At least 3 years of Tableau software experience

Preferred Qualifications

Bachelor's Degree in Business Management, Compliance, Risk, Legal, Finance, Accounting, or a related field
4+ years of regulatory compliance experience, or risk management experience, or financial services industry experience
4+ years of experience in financial services, or AML functions, or compliance risk management, or AML project management
Previous experience supporting programs with senior leaders and external stakeholders
4+ years of experience with Tableau and SQL
Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification

Sponsorship

Capital One will not sponsor new applicants for employment authorization for this position at this time.

Salary Information

The annual salary range provided applies to full-time roles at the listed locations and reflects the amount Capital One is prepared to pay at the time of posting. Part-time roles will be prorated based on the agreed-upon hours.

Salary by Location

Richmond, VA: $109,900 - $125,400 for Compliance Advisory Specialist III
Chicago, IL: $109,900 - $125,400 for Compliance Advisory Specialist III
McLean, VA: $120,800 - $137,900 for Compliance Advisory Specialist III
Plano, TX: $109,900 - $125,400 for Compliance Advisory Specialist I

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Anti-Money Laundering Finance Jobs

Anti-Money Laundering Analyst

Principal AML Compliance Advisor, AML -KYC Data Management

Principal AML Compliance Advisor, AML -KYC Data Management

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