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6 jobs found

Financial Analyst

Weitzman Dallas, TX

1mo ago

Full time Analyst ARGUS Brokerage

Analyst ARGUS Brokerage

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Job Description

Weitzman is a leading provider of retail real estate services in Texas, delivering a full spectrum of solutions including general brokerage, property management, asset management, and development services. Our operations focus on Texas' major markets: Dallas-Fort Worth, Austin, Houston and San Antonio. Weitzman is seeking a Financial Analyst for our Dallas office brokerage division, located in the Uptown area.

Responsibilities

Support the retail and office investment sales division to enhance brokerage activities in investment sales
Analyze underwriting materials and market information for retail development and acquisition opportunities
Prepare due diligence analyses for the company’s retail portfolio
Coordinate all aspects of the loan closing process
Assist the CIO and development partners in preparing development budgets
Assist in maintaining and improving the company’s electronic database
Maintain internal and external reporting files
Conduct market research
Assist in property tax valuations and related protests

Qualifications

Degree in finance, real estate, or accounting required
Excellent written and verbal communication skills
Proficient in MS Word, Excel, and Argus
Proficiency in database management and internet research software

Benefits

Competitive compensation
Company holidays and generous PTO
Employer paid life insurance and long-term disability coverage
Medical, vision, and dental insurance
Health Savings Account (HSA) and Flexible Spending Accounts (FSA)
Employee Assistance Program (EAP)
401k match
Tuition reimbursement
Referral bonus program
Learning and development classes
Summer Fridays
Monthly social events
Free on-site secured underground parking
Free on-site fitness facilities

Location

Dallas, TX 75201 (Uptown area)

Visit our website at www.weitzmangroup.com or follow us on Twitter @WeitzmanTexas, Facebook and LinkedIn for other employment opportunities.

We are an Equal Opportunity Employer. Job code: WZT123

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Investment Consultant - Sacramento, CA

Charles Schwab Sacramento, CA

1mo ago

$61k - $96k/yr Full time Brokerage CA Charles Schwab

Brokerage CA Charles Schwab

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Job Description

Opportunity

Location: Sacramento, CA 95813 • Position Type: Regular

At Schwab, you can make a real impact on your career while contributing to a culture that favors thoughtful problem solving and collaboration. The Investment Consultant role sits in our Branch Network and serves as an entry point toward a Financial Consultant path. You will gain hands-on experience and a clear path for advancement in this dynamic area of finance. Responsibilities include building a client book through proactive outreach to existing Schwab clients, identifying opportunities through needs-based analysis, and recommending appropriate products and solutions. You will observe seasoned Financial Consultants to learn how to deliver exceptional value through teamwork and mentoring. If you are seeking a meaningful start in financial consulting, the Investment Consultant position offers a strong foundation. For additional context on client offerings, visit Charles Schwab Investor Services.

Your Qualifications

A valid and active Series 7 license is required (license may be obtained under a condition of employment through the Branch Network Licensing Program).
A valid and active Series 66 (63/65) license is required (license(s) may be obtained under a condition of employment).
A valid and active Life and Health Insurance license is required (may be obtained under a condition of employment).

Preferred Qualifications

Two years of experience in the financial services industry.
Ability to leverage business development experience.
Interest in expanding knowledge of brokerage and banking products and services.
Willingness to build strong client relationships.
In compliance with SAFE Act requirements, all employees involved in residential loan mortgage originations must register with the NMLS registry system and remain in good standing.

What’s in it for you

Schwab empowers you to shape your future through meaningful work, ongoing learning, and a culture built on trust and collaboration. This environment helps you develop the skills that have a lasting impact. The benefits package is competitive and designed to support your well-being today and in the years ahead, including:

401(k) with company match and Employee Stock Purchase Plan
Paid time off for vacation, volunteering, and a 28-day sabbatical after every five years of service for eligible positions
Paid parental leave and family building benefits
Tuition reimbursement
Health, dental, and vision insurance

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Private Wealth Analyst

City National Bank San Francisco, CA

1mo ago

$87k - $139k/yr Full time Analyst Asset Allocation Brokerage

Analyst Asset Allocation Brokerage

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Job Description

Location: San Francisco, CA 94111

Opportunity

Support private wealth client teams by delivering investment analysis and financial planning materials for high-net-worth and ultra-high-net-worth individuals and families within a defined region. Collaborate with the Private Banking team on business development and relationship management activities to support investment management prospects and clients.

What you will do

Prepare in-depth sales materials for Private Bankers by creating sophisticated portfolio and market analyses using a range of investment and financial markets database tools.
Assist Private Bankers in conducting financial planning analyses.
Collaborate closely with the Tax and Financial Planning teams.
Lead the region as the subject matter expert in Naviplan as the primary planning resource and tool.
Oversee administrative and follow up actions to ensure the timely delivery of Investment Policy Statements and progress on agreed client strategies.
Partner with Private Banking teams in business development, onboarding and ongoing servicing.
Profile across the full spectrum of needs within Private Banking target segments and provide tailored advice in collaboration with the client team.
Utilize planning capabilities and develop solutions across investments including brokerage, trust and wealth transfer, credit, deposit, and other appropriate services.
Participate with CNB teams on sales calls including pre-brief and de-brief meetings.
Take primary responsibility to work with the IM&T Administrative group on the front-end onboarding of new investment management and trust accounts.
Assist Private Bankers to ensure client goals, risk tolerance and constraints are reflected in the Investment Policy Statement and investment objective selection.
Participate with Private Banker and Portfolio Manager when asset allocation tailoring is needed to meet client requirements (as reflected in the IPS).
As directed by Private Bankers, communicate strategic and tactical asset allocation shifts or rebalancing to the client; review asset management and CNS Brokerage statements with clients.
Assist in managing relationships with the client team in planning, delivery, and regular reviews to ensure a high level of personal contact and open communication that supports a superior client experience. Position the Private Banker as the credit and deposit lead.
Work with CNB colleagues to set strategies and deliver services across the full product spectrum to become the client’s primary or lead provider.
Keep current on client financial information and ensure clients understand the solutions being provided.
Maintain all appropriate training and continuing education requirements for licenses and certifications.
Ensure that Reg 9 is properly completed in a timely manner.

What you need to succeed

Required Qualifications
- 5 years of experience in investments or other financial services industries.
- Minimum of 5 years of experience with Microsoft Excel and PowerPoint, as well as Bloomberg, Morningstar Advisor Workstation, MoneyTree Allocation Master, and other financial databases.
- Minimum of 3 years working in a professional team environment.
Additional Qualifications
- FINRA Series 7 and 63 securities required, preferred.

Compensation and Benefits

Starting base salary: $87,027 - $138,965 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.

Benefits and Perks

Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date.
Generous 401(k) company matching contribution.
Career Development through Tuition Reimbursement and other internal upskilling and training resources.
Valued Time Away benefits including vacation, sick and volunteer time.
Specialized health and family planning benefits including fertility benefits, and cancer, diabetes and musculoskeletal support programs.
Career Mobility support from a dedicated recruitment team.
Colleague Resource Groups to support networking and community engagement.
Get a more detailed look at our Benefits and Perks.

About Us

City National Bank has long prioritized going beyond the competition to help clients, colleagues, and communities thrive. Founded in 1954 by entrepreneurs for entrepreneurs, our enduring legacy centers on integrity, community, and exceptional client relationships. City National is a subsidiary of Royal Bank of Canada, a leading North American diversified financial services company. For more about City National and our culture, visit About Us.

Inclusion and Equal Opportunity Employment

City National Bank fosters an inclusive environment where diversity is valued and leveraged to strengthen the organization. We are an equal opportunity employer and all qualified applicants will be considered for employment without regard to race, color, religion, sexual orientation, gender identity, national origin, disability, veteran status, or other protected status.

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment. An employer who violates this law may be subject to criminal penalties and civil liability.

Applications are accepted on an ongoing basis until filled. Reporting into a designated City National location is an essential function of the job unless otherwise indicated as fully remote.

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Vice President - Prime Brokerage

StoneX Group Alpharetta, GA

1mo ago

$90k - $120k/yr Full time Banking Brokerage Client Service

Banking Brokerage Client Service

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Job Description

Overview

StoneX Group employs 5,400+ people and serves more than 80,000 institutional, commercial, and payments clients. With more than 80 offices across six continents, the company operates as a Nasdaq-listed Fortune 100 provider that connects clients to global markets. The focus is on innovation, human connection, and delivering world-class products and services to all types of investors. Location: Alpharetta, GA 30009. The organization is composed of four business segments that offer ongoing potential for progression and growth.

Business Segment Overview - Institutional

Collaborate with industry experts and access best-in-class institutional-grade technology while gaining exposure to multiple asset classes, including equities, options, fixed income securities, and advanced trading, research, and management technology.

Position Purpose

The Vice President, Prime Brokerage will primarily support the trading desk and deliver high touch client service to institutional prime brokerage clients. The role emphasizes day-to-day trading support, execution assistance, and proactive client coverage to ensure a seamless experience across trading and operational touchpoints.

Responsibilities

Provide direct support to traders on the desk, including execution assistance, trade lifecycle support, and issue resolution.
Serve as a key point of contact for prime brokerage clients, delivering timely and responsive client service.
Assist with trading/execution across asset classes in an agency capacity.
Support client onboarding activities as needed, including platform setup, demonstrations, and ongoing usage support.
Allocate executions, monitor trade files, and ensure accurate and timely submissions.
Monitor client intraday profit and loss in partnership with the trading desk to help manage firm risk.
Collaborate closely with operations, client service, securities lending, sales, and onboarding teams to ensure consistent and high quality client experience.
Proactively communicate with existing and prospective clients regarding trading activity, platform functionality, and service needs.
Identify, escalate, and help resolve trading or operational issues promptly.

This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary.

Qualifications

To land this role you will need:

2–3 years of relevant experience preferred, supporting trading desks and institutional clients.
Experience with securities-based swaps a plus.
Strong understanding of trading workflows and prime brokerage operations.
Knowledge of cash equities and electronic execution; multi-asset experience preferred.
Series 7, 57, 63, and 3 required (or to be obtained within three months of employment).

What makes you stand out

Ability to exercise sound judgment in assessing risk and prioritizing issues.
Strong analytical, quantitative, and problem solving skills.
Excellent interpersonal, verbal, and written communication skills.
Team-oriented mindset with a strong client-service focus.

Education

Bachelor’s degree preferred, in Finance, Economics, or a related field.

Hiring Salary Range

$90,000 - $120,000 (Salary to be determined by the education, experience, knowledge, skills and abilities of the applicant, internal equity and alignment with market data). Subject to business performance and recommendations of management, this role may be eligible to participate in an incentive compensation plan. This compensation package, in addition to a full range of medical, financial, and/or other benefits, dependent on the position, is offered.

Employment Type

Permanent, full-time, #LI-SD1

Notice to Recruitment Agencies

Please be advised that any résumé or CV submitted to us without: (i) prior onboarding with StoneX as an approved recruitment partner; and (ii) prior written authorization/instruction from StoneX’s Talent Acquisition Team, will be treated as an unsolicited and unapproved submission. We may, at our discretion, review and consider such candidates; however, no placement fee, referral fee, or any other form of compensation will be payable to the submitting agency if the candidate is subsequently hired, and regardless of the agency’s involvement. Submission of a résumé/CV in these circumstances will be deemed acceptance of these terms, and these terms supersede any the agency seeks to impose on StoneX.

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Financial Consultant

Wells Fargo Coeur d'Alene, ID

1mo ago

Full time Brokerage Client Relations Consultant

Brokerage Client Relations Consultant

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Job Description

Overview

Wells Fargo is seeking a Financial Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about career areas and business divisions at wellsfargojobs.com. In this role you will work with a Financial Advisor to provide clients with financial guidance aligned to their goals and risk tolerance, meet with clients to gather financial information, assess investment profiles, and evaluate client financial needs. You will advise clients on the pros and cons of different financial products and determine which products best fit their circumstances. The objective is to grow and retain client assets and attract potential new clients. Some responsibilities may be delegated by the Financial Advisor. This Loan Originator (LO) position involves customer contact and duties such as needs assessment and referring customers seeking a dwelling secured product to a SAFE team member. It also includes assisting customers without taking an application and without negotiating dwelling secured transaction terms.

Responsibilities

Collaborate with the Financial Advisor to deliver financial guidance aligned with client goals and risk tolerance.
Meet with clients to collect financial information and assess investment profiles.
Evaluate clients’ financial needs and advise on the advantages and disadvantages of various financial products.
Identify suitable financial products based on clients’ needs and financial situations.
Focus on increasing and retaining existing client assets while pursuing new client opportunities.
May be assigned selected responsibilities by the Financial Advisor.
This LO position involves needs assessment for dwelling secured products and referral to a SAFE team member, without taking applications or negotiating terms.

Required Qualifications

2+ years of Investment Advice experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, or education.
US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration.

Desired Qualifications

Full-service brokerage experience.
Financial advisement or planning experience.
Client relationship management experience.
Knowledge and understanding of Salesforce, Smart Station or other contact management systems.
Financial services sales experience.
High level of initiative and accountability.
Experience developing and cultivating professional relationships.
Strong verbal, written, and interpersonal communication skills.
Solid organizational, multi-tasking, and prioritizing abilities.

Job Expectations and Licensing

Loan Originator (LO) candidates must meet the Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo policies. Requirements include assessing financial responsibility, character, general financial fitness, and criminal background standards. A current credit report will be used to assess financial responsibility and credit fitness, though a credit score is not part of the evaluation. Some candidates will need to complete insurance exams within 90 or 180 days, depending on the number of licenses required, if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted and communicated at offer acceptance (if applicable).

Obtaining and/or maintaining appropriate FINRA licenses is required for ongoing employment in this position. Compliance with state registration and licensing requirements is mandatory. Additional product licenses or SAFE licensing may apply, along with enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required.

Specific compliance policies may apply regarding outside activities and personal investing. Affected employees will need to provide information to the Wells Fargo Personal Account Dealing Team and comply with applicable policy requirements if hired. This position is subject to FINRA background screening requirements. Candidates must successfully complete a background check prior to hire. In accordance with FINRA rules, individuals subject to statutory disqualification are not eligible to be associated with a FINRA registered broker-dealer. Ongoing regulatory obligations include periodic screening and mandatory reporting of certain incidents.

This position is not eligible for Visa sponsorship.

Location and Posting Details

Posting location: 2100 NORTHWEST BLVD STE 180COEUR D ALENE, ID 83814

Posting End Date: 22 Mar 2026

*Job posting may come down early due to volume of applicants.

Equal Opportunity and Inclusion

We Value Equal Opportunity. Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance driven culture which establishes those disciplines as critical to the success of our customers and company. They are responsible for executing risk programs and following Wells Fargo policies and procedures, fulfilling risk and compliance obligations, and escalating and remediating issues as needed. There is emphasis on proactive monitoring, governance, risk identification, escalation, and making sound risk decisions aligned with the business unit's risk appetite and program requirements.

Disability Accommodation and Policy Information

Applicants with Disabilities: Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. To request a medical accommodation during the application or interview process, please visit Disability Inclusion at Wells Fargo.

Drug and Alcohol Policy and Hiring Requirements

Wells Fargo maintains a drug free workplace. Third-Party recordings are prohibited unless authorized by Wells Fargo. Applicants are expected to represent their own experiences during the recruiting and hiring process.

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Wealth Management Ayco | Analyst | Minneapolis, MN

Goldman Sachs Minneapolis, MN

1mo ago

$60k - $115k/yr Full time Analyst Ayco Brokerage

Analyst Ayco Brokerage

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Job Description

Goldman Sachs Wealth Management is dedicated to helping clients around the world achieve their most ambitious financial goals. Our advisor-led structure offers comprehensive financial planning, tailored investment management, full-service banking solutions, and strategic guidance for a diverse client base that includes ultra-high-net-worth and high-net-worth individuals, family offices, foundations, endowments, and corporations. In addition, our consumer business delivers modern digital tools that support spending, borrowing, investing, and saving. Our ongoing growth is driven by a strong commitment to our people, clients, advanced technology, data-driven insights, and superior design.

Ayco, a Goldman Sachs partner, collaborates with Fortune 1000 companies to design and implement customized financial planning programs that promote the financial well-being of employees. Building on Ayco’s 50-year legacy and Goldman Sachs’ resources, we address evolving employee financial needs. We believe organizations serve stakeholders best when employees have clarity, understanding, and control over their finances. Ayco’s expert advisors and technical specialists guide clients through education and practical implementation across seven essential financial disciplines, including comprehensive employee benefit planning, to help individuals reach their personal financial goals.

How you will fulfill your potential

As a key member of our team, you will deliver exceptional financial guidance and support, directly contributing to clients’ financial success and peace of mind.

Strategic Client Engagement: Deliver personalized financial planning, investment guidance, and tax services through one-on-one consultations with individuals and/or corporate clients, including employees, executives, and high-net-worth individuals.
Insightful Financial Analysis & Reporting: Prepare advanced financial reports and analyses covering cash-flow optimization, income tax projections, investment allocation strategies, performance assessments, and estate planning flowcharts, translating complex data into actionable insights.
Cultivate Client Relationships: Engage in extensive phone and in-person interactions with clients and their external advisors, serving as a trusted resource to obtain essential information and provide expert financial advice.
Tax Expertise: Prepare accurate and timely income tax returns for clients, ensuring compliance and optimizing financial outcomes.
Project Leadership & Support: Actively contribute to and lead various financial planning projects and in-depth analyses, driving strategic initiatives forward.
Operational Excellence: Develop a thorough understanding of brokerage account operations, including opening, funding, and transaction processing, to ensure a seamless and superior client experience.
Service Model Immersion: Participate in client meetings to gain deep insights into our service delivery model and client deliverables, continuously enhancing your understanding of client needs and expectations.

What we are looking for

We seek highly motivated and detail-oriented professionals who are passionate about client success and possess a strong foundation in financial services.

Educational Foundation: Bachelor’s degree required.
Professional Certifications: FINRA SIE, Series 7, and Series 66 preferred; required within 4 months of hire.
Technical Proficiency: Demonstrated working knowledge of Microsoft Office Suite, including Excel, Word, PowerPoint, and Outlook, for efficient data management and communication.
Organizational Acumen: Except

Location: Minneapolis, MN

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Brokerage Finance Jobs

Financial Analyst

Investment Consultant - Sacramento, CA

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