Advisor

Advisor Finance Jobs

194 jobs found

Advisor, CFP

Moneta Group Clayton, MO

1mo ago

Full time Advisor CFP Client Relations

Advisor CFP Client Relations

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Job Description

Overview

Moneta Group is an independent Registered Investment Advisor (RIA focused on advancing client outcomes). We operate as a single firm with multiple solutions, delivering a full spectrum of financial advisory services while prioritizing strong relationships and exceptional service for clients worldwide. Our entrepreneurial model is built around the client, and our Partner led teams are empowered to act in the clients' best interests. Our independence means we are not beholden to external stakeholders or parent companies. With a history spanning nearly 150 years, we have a proven ability to adapt to the needs of those we serve. This is a full time exempt role reporting to a Partner, based in Clayton, Missouri 63105.

Responsibilities

Conduct in depth financial analysis of clients' situations, including tax implications, retirement planning, and estate planning.
Collaborate with the Investment Team to design and recommend investment strategies aligned with each client's needs, risk tolerance, and goals, considering unique circumstances.
Advise on tax efficient strategies to minimize liabilities, taking into account relevant tax codes and regulations.
Assist clients in building comprehensive retirement plans, evaluating retirement vehicles, analyzing pension options, and projecting income in retirement.
Coordinate with the Estate Planning Team to guide estate planning, including wills, trusts, and related structures to protect and transfer assets as desired.
Assess insurance needs and provide recommendations for life, disability, long term care, and liability coverage to mitigate risks.
Offer guidance on business succession planning for owners looking to transfer interests to heirs or buyers.
Generate customized financial reports and presentations using Orion and MoneyGuidePro, delivering clear explanations of complex concepts tailored to client technical requirements.
Ensure all recommendations and actions comply with industry regulations, legal requirements, and ethical standards.
Collaborate with attorneys, accountants, and other professionals to coordinate comprehensive financial strategies for clients.
Pursue continuous learning and professional development by staying informed of advances in financial planning and pursuing relevant certifications.
Maintain and nurture long term client relationships, demonstrating integrity and reliability in managing intricate financial matters.

Qualifications

Bachelor's degree required
Minimum 3 to 5 years of experience as a client service advisor or in a related role
CFP, CFA, CPA/PFS with tax expertise, or JD with estate planning experience is a plus
A Series 65 licensing or a combination of Series 7 and Series 66 is required within 60 days of hire if a CFP or CFA designation is not already held
CFP or CFA designation required within 3 years of hire if not previously held
Must be authorized to work in the United States

Benefits and Compensation Considerations

Paid holidays
Paid time off (PTO)
Employer cost shared medical and dental insurance
Employer paid short term disability, long term disability, AD&D insurance, and basic life insurance
401k match – 50 percent of employee contributions up to 6 percent of compensation
Discretionary annual profit sharing bonus
Paid parental leave
Professional development reimbursement
Paid volunteer time off (VTO)
Employee referral incentive bonus program
Onsite wellness programs and rewards
Employee engagement activities

Additional Information

Moneta is committed to supporting our employees with comprehensive benefits designed to enhance well being for staff and their families. We operate as a fiduciary fee only Registered Investment Advisory firm and hold securities licenses only where required, with the Series 65 being the exception. We do not permit outside business activities, insurance commissions, or trails.

Licensing and Compliance Note

We maintain a client first approach as a fiduciary advisor. A Series 65 license is essential for our advisory practice, and any other licenses are handled in accordance with regulatory requirements.

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Financial Advisor/ Wealth Manager / PWA

Fairscale Capital Nashua, NH Hybrid

1mo ago

$100k - $200k/yr Full time Manager Senior Advisor

Manager Senior Advisor

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Job Description

Overview

Fairscale Capital is seeking an experienced internal Financial Advisor to support an established client base in a comprehensive capacity. No existing book of business is required. This is a hybrid remote position based in Nashua, New Hampshire 03061.

Responsibilities

Develop personalized financial plans by analyzing clients’ current financial situations, including assets, liabilities, income, and expenses.
Advise on investment strategies, portfolio construction, and cash flow optimization to promote wealth growth and preservation.
Lead detailed estate planning discussions, addressing wills, trusts, and estate law considerations to help clients meet their legacy objectives.
Stay current on securities regulations, tax rules, and updates to financial software to provide compliant and innovative guidance.
Incorporate tax-efficient strategies into comprehensive financial plans by leveraging tax expertise.
Manage ongoing client relationships through regular reviews, market updates, and proactive adjustments to plans.
Other general business items

Qualifications

7+ years of experience with exposure to high net worth (HNW) and ultra-high net worth (UHNW) clients; Series 65 and CFP required.
Strong understanding of financial concepts and analysis.
Knowledge of estate planning tools such as wills, trusts, and estate law.
Solid background in financial analysis, investment management, and cash management strategies.
Proficiency in financial software applications and research tools to support data-driven decision-making.
Excellent client relationship management skills with the ability to communicate complex concepts clearly and confidently.
Educational background in finance, accounting, or related fields; professional certifications such as CFP (required), CFA or CPA are advantageous.
Ability to interpret technical strategies and apply them within the context of client advising.

Compensation and Details

Salary: $100,000.00 - $200,000.00 per year

Job Type: Full-time

Location: Hybrid remote in Nashua, NH 03061

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Financial Advisor - Career Changer - Columbia

Northwestern Mutual Columbia, MO

1mo ago

$75k - $150k/yr Full time Advisor Career Changer

Advisor Career Changer

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Job Description

Overview

Northwestern Mutual Columbia is seeking Financial Advisors who want a long-term career helping individuals, families, and business owners plan their financial futures. This full-time role includes training support, a clear six-figure career path, and a Career Development Program to build expertise in financial planning, investments, insurance, and wealth management while you grow your own client base. This position combines entrepreneurship with the backing of a Fortune 100 company to support your professional growth. Location: Columbia, MO.

Why Northwestern Mutual

Proven advisor training and development program
Industry leading financial planning tools
Mentorship from experienced advisors
A nationally recognized brand and reputation
Unlimited earning potential tied to performance

What You’ll Do

Build relationships with individuals, families, and business owners
Conduct financial needs analysis and identify client goals
Develop customized financial plans including retirement planning, investment strategies, life insurance protection, wealth management, estate planning strategies, and business planning solutions
Educate clients on financial concepts and strategies
Grow your practice through referrals, networking, and community involvement
Maintain ongoing relationships and provide long-term financial guidance

Ideal Candidate

Successful candidates often come from backgrounds such as:

Sales or business development
Recruiting or client relationship management
Banking or financial services
Athletics or competitive environments
Entrepreneurship

You may be a strong fit if you:

Are highly motivated and goal-oriented
Enjoy building relationships and networking
Want control over your income and career growth
Thrive in a performance-based environment
Are looking for a long-term professional career
Bachelor’s degree preferred but not required

Training & Licensing Support

No prior financial industry experience required. We provide:

Comprehensive advisor training program
Mentorship and coaching from experienced financial advisors
Support for licensing including:
Life and Health Insurance License
Series 6 / 7
Series 63 / 65 / 66

You’ll develop the knowledge and skills needed to become a trusted financial advisor.

Compensation & Benefits

Income Potential: This is performance-based compensation. First-year advisors commonly earn $80,000 – $120,000+ and long-term advisors often earn six figures and beyond.

Medical, dental, and vision coverage
Retirement savings options
Professional development opportunities
Leadership and management career paths

About Northwestern Mutual – Columbia

Northwestern Mutual advisors help clients build financial plans that create long-term confidence and security. Our Columbia office emphasizes mentorship, professional development, and building practices that can endure for decades.

Apply Today

If you are seeking a career where you can make a meaningful impact while developing a high income profession, we encourage you to apply. Start building your future with Northwestern Mutual Columbia.

Job Details

Job Type: Full-time
Pay: $75,000.00 - $150,000.00 per year
Benefits: Dental insurance, Flexible schedule, Health insurance, Paid time off, Parental leave, Vision insurance
Education: Associate (Required)
Work Location: In person
Location: Columbia, MO

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Financial Fiduciary Advisor - Series 65

Roberts Wealth Management Mandeville, LA

1mo ago

$80k - $110k/yr Full time 65 Advisor Client Relations

65 Advisor Client Relations

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Job Description

About the Firm

Roberts Wealth Management is a family owned advisory firm operating since 2000. With a team of more than 40 professionals, we serve thousands of families across the United States. Our motto, "No Worries Today, You are part of the Roberts Wealth Family," reflects our commitment to delivering exceptional financial services with a caring approach to wealth management.

Role Overview

In the Financial Fiduciary Advisor position, you will play a pivotal role in guiding clients toward their financial goals. We are looking for a talented individual to join our team in a collaborative, client-focused environment.

Qualifications

Series 65 license required
Life insurance license required
Bachelor's degree in Finance, Business, or a related field preferred
Proven experience in financial advising or wealth management
Strong understanding of investment products and financial markets
Excellent communication and interpersonal skills
Ability to work independently and as part of a team

Experience

Financial Planning and Sales: 5 years (Required)

Compensation

Annual salary: $80,000.00 - $110,000.00 per year

Benefits

Dental insurance
Health insurance
Life insurance

Employment Details

Job Type: Full-time
Schedule: 8 hour shift
Supplemental Pay: Bonus opportunities
Work Location: In person
Location: Mandeville, LA 70448

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Private Wealth Advisor

FirstRand George, IA

1mo ago

Full time Advisor CFP Client Relations

Advisor CFP Client Relations

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Job Description

Overview

Deliver exceptional service and guidance to RMB High Net Worth Wealth clients on wealth creation, accumulation and protection strategies to support growth in the vertical sales index and to strengthen client retention through contextual Money Management principles.

RMB is a leading African Corporate and Investment Bank (CIB). We partner with clients to provide advisory, lending, trading, securities, corporate banking, private equity and investment solutions. We represent the CIB activities of FirstRand Limited, one of the largest financial services groups in Africa.

Your part in the team

Achieve revenue and profit targets by growing your portfolio base and delivering independent, holistic advice and solutions that drive revenue growth.
Identify and leverage opportunities for revenue growth to meet sales targets.
Provide appropriate banking and financial solutions across an allocated portfolio of clients.
Identify local and offshore fiduciary opportunities and advise on client philanthropy.
Ensure compliance with legislative and audit requirements and adherence to relevant processes.
Build working relationships across teams and functional lines to enhance delivery, collaboration and innovation.
Develop, encourage and nurture collaborative relationships within RMB and across the First Rand Group (FRG).
Conduct client reviews within the context of engagements and market all financial services solutions within the relevant business offering.
Participate in planned activities that support your development.
Deliver customer experience excellence in service delivery aligned to organisational values and service standards.
Maintain high standards of internal and external customer service through quality service standards.
Prevent wastage and identify process improvements to contain and reduce costs.

Ideal candidate

Relevant NQF7 Level Degree in Finance, Economics or Accounting.
Completed RE5 qualification.
Preferred Qualification: Certified Financial Planner (CFP).
Experience: 3 to 5 years in Banking, Investment, Financial Planning, Wealth Management, and client facing environments.
Full understanding of money management principles.
Candidates must have sign-off on the following sub-categories: 1.3 Long-Term Insurance subcategory B1 1.4 Long-Term Insurance subcategory C 1.5 Retail Pension Benefits 1.14 Participatory Interests in a Collective Investment Scheme 1.17 Long-term Deposits 1.18 Short-term Deposits 1.22 Long-term Insurance subcategory B1-A.
Sound working knowledge of required business-related systems.
Sound knowledge of Banking and Financial Services Regulatory requirements.
Knowledge of wealth management creation and accumulation, wealth protection or risk knowledge.
Excellent project management skills and the ability to plan and organise work independently.
Proven track record in servicing a portfolio of clients and in acquiring new relationships.
Excellent knowledge of global financial markets and current affairs.
Ability to match client needs with appropriate product solutions.
Sound knowledge of the Bank's risk and other mandates to ensure good commercial judgment while representing the Bank's and the shareholders' interests always.

Additional requirements

In accordance with the National Credit Act (NCA), candidates applying for this role will require a credit record check.

Job details

Note that applications will close on the date indicated. Please submit before 22/03/26.

All appointments will be made in line with FirstRand Group's Employment Equity plan. The bank supports the recruitment and advancement of individuals with disabilities. Candidates may disclose disability information on a voluntary basis. The bank will keep this information confidential unless required by law to disclose.

Location

George, IA

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Financial Advisor

Bedell Frazier Walnut Creek, CA

1mo ago

$135k - $175k/yr Full time Advisor CFP Client Relations

Advisor CFP Client Relations

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Job Description

About the Firm

We are a professional, client-focused team committed to making a meaningful difference in the lives of those we serve. Our work emphasizes excellence, integrity, and long-term client success. This is an excellent opportunity to join a respected firm in the financial services industry. We seek a collaborative, experienced, client-facing professional who aims for a long-term role contributing to the ongoing growth and evolution of a well-established investment management and financial planning practice. The ideal candidate will bring strong communication and relationship-building skills, meticulous attention to detail, a service-oriented mindset, and the ability to manage multiple priorities in a dynamic, fast-paced environment. This position requires adherence to the highest standards of client service, professionalism, and ethical conduct. The successful candidate will operate with a solid understanding of regulatory requirements and a focus on delivering exceptional outcomes for our clients. Our office environment is fast-paced and mission-driven, with a culture centered on enhancing the financial well-being of clients.

Ideal Candidate Attributes

Client-first mindset
Strong personal work ethic and accountability
Demonstrates respect and professionalism in all interactions
High level of integrity and trustworthiness
Deep understanding of investments, financial markets, and planning strategies for high-net-worth individuals
Exceptional communication skills, both written and verbal
Operates in a fiduciary capacity, always acting in the best interest of the client
Remains composed and solutions-oriented under pressure
Proven ability to develop new relationships and convert prospective clients
Active and empathetic listener, inquisitive nature
Self-motivated and driven to excel
Strategic thinker with strong problem-solving abilities and a forward-looking mindset
Positive, enthusiastic attitude
Flexible and adaptable to evolving client needs and firm priorities
High energy with a proactive approach to challenges
Creative thinker with a passion for continuous learning and professional growth
Highly organized with strong attention to detail
Discreet, with a strong understanding of confidentiality and compliance obligations

Key Responsibilities

Serve as the primary point of contact to cultivate and enhance long-term client relationships
Clearly communicate investment strategies and financial planning recommendations on an ongoing basis
Lead client meetings with thorough preparation and manage all follow-up tasks in a timely manner
Maintain accurate and detailed documentation of all client interactions
Contribute to firm growth by fostering new client relationships
Identify opportunities to consolidate external assets into the firm
Regularly review and update clients’ financial plans to ensure alignment with their goals

Location and Work Setting

This is a full-time, in-office position based in Walnut Creek, conveniently located near the Walnut Creek Bart station. The work location is Walnut Creek, CA 94596.

Compensation and Benefits

Salary range: $135,000 to $175,000 based on experience plus performance-based bonus opportunities
401(k) with match
Health, dental, and vision insurance
Flexible spending account
Life insurance
Paid time off

Experience and Licensing

Experience: Client-facing for 10 years (Required)
License/Certification: Series 65 (or equivalent) (Required); CFP (Preferred)

Background Check and Eligibility

To be employed within the financial services industry, candidates must pass a comprehensive background check, including DMV, credit, and criminal records. A clean U-4 is required.

Application Process

We are working directly with a recruiter, so please do not contact our office. Submit your cover letter and resume in Word or PDF format. Resumes will not be considered without a cover letter that explains why you would be a good fit for this role and the compensation range you wish to discuss. In your cover letter, please describe your three most defining characteristics or attributes. This exercise helps demonstrate your writing skills and ability to follow directions and aids us in getting to know you. Please follow these instructions to ensure your resume is reviewed. We look forward to your submission.

Job Details

Job Type: Full-time
Pay: $135,000.00 - $175,000.00 per year
Benefits: 401(k) with matching, Dental insurance, Health insurance, Life insurance, Paid time off, Vision insurance
Work Location: In person

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Financial Advisor Apprentice

OmniGrowth Wealth Professionals Morristown, NJ

1mo ago

$55k - $110k/yr Full time Advisor Apprentice Client Management

Advisor Apprentice Client Management

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Job Description

Overview

Financial Advisor Apprentice is an 18-month residency and financial planning career path located in Morristown, NJ (in person). Target total compensation ranges from $75,000 to $110,000, combining base pay, performance bonuses, and a growth share.

Program Focus and Mission

This intensive residency is designed to transform ambitious candidates into world-class Wealth Planners. It requires a proactive, hands-on approach rather than routine tasks. You will be assigned a client flock whose financial lives you steward. OmniGrowth Wealth Professionals operates from a mission of providing stewardship that inspires and nurtures life successes, guided by our Pillars of Trust and core values of Professionalism, Leadership, and Proactive Empirical Creativity.

Your Year One Objectives

Master the Flock: internalize every member of your assigned client group—their goals, history, and gaps.
The Planning Engine: become proficient in eMoney, Holistiplan, and our proprietary tools and "Choice Architecture" to craft recommendations that truly impact lives.
Efficient Execution: dedicate time to mastering our internal systems and scripts so you are fully efficient and impactful during the day.
Collaborative Hive: work within a team that supports stewardship of peers, clients, and the firm.

Ideal Candidate

We prefer candidates with their Series 7 and 66, but we will sponsor licensing for the right high-achiever. The hard deadline requires full licensing (Series 7, 66/63/65, and Life/Health) by September 30, 2026. The residency program begins June 8, 2026.

Impeccable follow-up: you ensure projects reach completion and nothing falls through the cracks.
Creatively proactive: you set your own weekly objectives and use empirical data to accelerate growth and decisions.
Dedicated: you understand that professional success requires a substantial initial investment of time and energy.

Not a Fit If

You want a conventional 9-to-5 role you can disengage from mentally.
You struggle with the technical rigor of tax brackets, probate funnels, or investment portfolios.
You prefer working in isolation rather than in a high-accountability, group-coaching environment.

Compensation and Growth

The program starts with a compensation package of $75,000 to $110,000, with those who perform well reaching $110,000+ in Year 1. Base salary is $55,000. Controllable bonuses are awarded quarterly and monthly based on hitting technical and cultural milestones, up to 30-50% of the base salary. You also participate in profit sharing tied to the growth of your flock.

Career Path and Progression

Successful completion of the residency leads to a Junior Planner promotion within 12 to 18 months, with a clearly defined path toward Senior Planner and additional advancement opportunities.

How to Apply

Apply via Indeed. Successful applicants will be invited to complete a follow-up assessment focused on our Core Values and the ability to solve complex planning scenarios.